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Introduction to Prisms

Functional Properties

There are four functional properties of a prism: image transposition, deviation, displacement, and dispersion.

  1. Image transposition is the inversion of an image’s orientation in one meridian or the reversion of an image’s orientation in two meridians.
  2. Deviation is the change in the direction of propagating light. 
  3. Displacement is the shift in the position of an optical centerline without changing its direction of propagation.
  4. Dispersion is the deviation of different wavelengths or polarizations of light into different angles of propagation.

Any one prism is usually designed to perform just one or two of the four possible functions. 

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The common denominator shared by all prisms is polyhedral form. In other words, all prisms tend to be solid chunks of glass or crystal with polygonal faces.  Sometimes they also have one or more curved faces.

 

Refraction and Reflection

Two principles of operation explain the performance of a prism: refraction and reflection. Refraction is the deviation of light as it passes across the boundary between media of different refractive indices, such as glass and air. For example, a lens deviates and focuses transmitted light with its refractive power. Reflection is the deviation of light when it rebounds from a reflective surface while a curved mirror focuses light with its reflective power.

 

Because the surfaces of most prisms are flat, they do not form images as do lenses or curved mirrors; nevertheless, engineers sometimes use the word image to identify the output of a prism.  A dispersive prism uses refraction to spread white light into a rainbow. Each color is refracted into its own unique direction. The size of the wedge angle controls the dispersive power of the prism. The glass from which the prism is made also controls its dispersive power. 

 

Special dispersive prisms have been designed to separate light of orthogonal polarizations. These prisms employ crystalline materials whose index of refraction is a function of orientation with the crystal lattice.

 

Total Internal Reflection

Reflection is usually understood to be a property of metallic surfaces, but bare glass also can reflect light.  Light can be trapped inside a solid glass body if it approaches the glass-air boundary at angles greater than the critical angle. This is called total internal reflection.  It is total because 100% of the light experiences reflection; none of it escapes. It is internal because the light must already be inside the glass itself. The reflective efficiency of total internal reflection exceeds that of any coating.

 

Prisms that transpose images tend to use total internal reflection. Production is simplified because additional coating procedures are eliminated. Total internal reflection has limitations. The critical angle is the angle of incidence that must be exceeded in order to realize total internal reflection. This angle is a function of the refractive index of the glass and the medium in which it is immersed (usually air). This limits the field of view, or the range of angles, for which the light will experience total internal reflection. Prisms of low-index glass have smaller fields of view than prisms of high-index glass. Low-index prisms are the most commonly used because their fields of view are large enough for most applications, while the glass is robust and available.

 

 

Aberrations

Prisms can introduce aberrations into an optical system.  Aberrations arise when the trajectories of some rays in a bundle of light do not follow those predicted by paraxial imaging theory. In cases where a bundle of light in a prism has a significant angle of convergence or divergence, a designer must compensate for prismatic aberrations by adjusting the design of other components in the system.

 

Collimated beams of light rarely pick up aberrations in a prism. An important exception to this rule of thumb can be found in a wedge. A wedged prism will always introduce aberrations because optical path lengths through the wedge are not equal. Sometimes, however, the aberration introduced by a wedge is desirable. For instance, a collimated monochromatic beam can be reshaped with a wedge’s astigmatic power.

 

Summary

Prisms offer unique properties for use by the optical systems engineer.  With their transposing, deviating and displacing powers, prisms are used to orient images with precise control. With their dispersive power, prisms separate the wavelengths or polarizations in a beam of light.  Total internal reflection provides a convenient and efficient way to fold systems without requiring separate mirrors or sophisticated coatings.  Aberrations introduced by prisms sometimes require special attention, but by using collimated beams in prisms, designers can avoid problems.

 

Right-Angle Prisms

The right-angle prism is one of the simplest and most versatile prisms. Its name derives from the size of its apex angle: 90°. Because the legs of a standard right-angle prism are of equal length, its cross-sectional view displays the form of an isosceles right triangle (Figure G-1).

 

Figure G-1

 

Engineers commonly make use of a right-angle prism’s total internal reflection. Total internal reflection is the terminology used to describe the total reflection of light from a surface of bare glass. Light will experience this kind of reflection only if it approaches the surface from inside the glass at an angle that is greater than a special angle of incidence called the critical angle.  When light has experienced total internal reflection at a surface of glass, it is completely trapped inside the glass at that point. The efficiency of total internal reflection is so high that no coating can equal its reflectivity.

 

Designers use the right-angle prism in one of two orientations.  The first orientation is called the single mirror or leg-hypotenuse-leg orientation. The second orientation is called the double mirror or hypotenuse-leg-leg-hypotenuse orientation. For both orientations, incoming light must travel parallel to the plane that includes the right-angle vertex.  

 

In the single mirror, or leg-hypotenuse-leg orientation, the prism acts like a single mirror. Light enters the prism through one of its legs, reflects off its hypotenuse by total internal reflection, and then exits through its second leg. The centerline of the incoming light must be perpendicular to the entrance face (Figure G-2). 

 

As in the case of a flat mirror angled at 45° to the incoming light, the prism in this orientation inverts the image while deflecting its direction of propagation by 90°.

 

Figure G-2

 

In the double mirror or hypotenuse-leg-leg-hypotenuse orientation, the prism acts like two mirrors. Light enters the prism through its hypotenuse, reflects at its first and second legs by total internal reflection, and then exits back through its hypotenuse (Figure G-3).

 

Figure G-3

 

When used in the double mirror orientation, the right angle prism can be called a retroreflector because an incoming beam of light is reflected back upon itself.

 

In retroreflective mode, as long as the incoming light remains parallel to the plane that contains the vertex angle, the alignment of the prism within that plane is not critical; exact retroreflection will still occur (Figure G-4).The dimension that controls the accuracy of the retroreflection is the right angle at the vertex of the prism. The outgoing beam will be inclined to the incoming beam by an amount equal to twice the deviation

of the vertex angle from 90°. For example, if a right angle prism were manufactured with a tolerance of ±1 minute of arc, then the incoming and outgoing beams could cross each other with an inclination of no more than ±2 minutes of arc. 

 

Figure G-4

 

The retroreflective capability of a right-angle prism is limited to action in the plane that includes its right-angle vertex. If retroreflective action is required for randomly oriented light, then the designer must use a corner cube retroreflector.

 

 

Dove Prisms

As the dove prism is rotated about its own long axis, the orientation of its image rotates at twice the angular displacement.  Thus, an image can be rotated through 180° by rotating the dove prism through only 90° (Figure G-5).

 

Figure G-5

 

Relating the orientation of a dove prism’s image to its object can be confusing. Its image will always be an inversion of its object. Rotation cannot substitute for a second, orthogonal inversion nor can it reverse or “undo” an inversion.  The dove prism’s shape is unique because of its oblong profile (Figure G-6). 

 

Figure G-6

 

Nevertheless, the dove prism is simply one section of a right-angle prism (Figure G-7).

 

Figure G-7

 

A collimated beam of light directed into the prism through one inclined face will be refracted toward the base where total internal reflection inverts the beam and directs it out through the second inclined face (Figure G-8).

 

Figure G-8

 

Because the two inclined faces are symmetrically angled with respect to the base, the output beam travels the same trajectory as the input beam; there is no deviation or displacement of the beam.  Engineers use dove prisms to invert an image or to provide continuous control of the orientation of an inverted image. Limitations are related to its size (it must be rather long compared to its aperture) and to its aberrational effects upon beams that are converging or diverging.  Collimated beams are preferred because they do not experience aberration as they pass through the prism.

 

BK7 Roof Prisms

 

Engineers gave the roof prism its name because of a roof-like structure that allows the prism to invert an image in two meridians: left-right and up-down. It is also known as an Amici prism.

 

A roof prism can appear to have a rather complex geometry, but it is simply a modified right-angle prism in which the “roof ” replaces the hypotenuse (Figure G-9).

 

Figure G-9

 

In its typical orientation the roof prism receives an input beam through one leg and reflects the output beam through the other leg (Figure G-10).

 

Figure G-10

 

The beam experiences only two reflections in the roof, but each reflection is a compound reflection because each section of the roof is tilted in both the original plane of incidence and its orthogonal plane. The double compound reflection reverts the image or inverts the image in two orthogonal meridians: up-down and left-right. The final image is said to be a reverted copy of the input.

 

A reverted image is called an erect image when it has been transposed to the same orientation as when viewed with the unaided eye. The terminology of an “erected” image comes from experience with a simple lens.  When an observer views a distant scene through a lens with positive power, such as a bi-convex lens, the image will be upside down and inverted left to right (Figure G-11).

 

Figure G-11

 

Some additional optical elements must be used to erect the image to invert it in both the vertical and horizontal meridians. A second positive lens can be used to form a Keplerian telescope; in more complex systems, an erecting prism, such as a roof prism, can be used (Figure G-12).

 

Figure G-12

 

A roof prism will introduce aberrations into an image if the beams of light that form the image converge or diverge as they pass through the prism. Image-forming elements that complete the system must be designed to compensate for these aberrations. If the beams at the prism are collimated, then no special compensation is required.

 

 

Penta Prisms

 

The penta prism deviates a beam through 90° in a way that preserves the orientation of the input (Figure G-13).  Only two of the inclined sides are used to reflect light; manufacturers create the fifth side, or face, by removing a corner to reduce the weight and size of the prism. 

 

Figure G-13

 

Most people familiar with penta prisms have gained their knowledge from single lens reflex (SLR) cameras. Over the years this design has come to dominate the market for the highest-quality 35mm cameras. The prism is commonly housed in an extension of the camera’s body directly above the lens.

 

A penta prism in an SLR serves to fold the path of the viewfinding system. A photographer views the camera’s focusing screen by looking through the eyepiece of the viewfinder and the penta prism (Figure G-14).

 

Figure G-14

 

In some cameras, extra facets are polished into the sides of the penta prism. Designers use the extra facets to bring images of the exposure control panels into the viewfinder to reduce the weight of the prism or to transpose the image created by the camera’s objective lens.

 

A penta prism has five sides when viewed in cross-section. It is a modification of the right-angle prism (Figure G-15).

 

Figure G-15


 

Engineers specify a penta prism rather than a double mirror because of several advantages found in the prism’s construction. One of those advantages is stability. Glass has a low coefficient of expansion and alignment of the reflecting surfaces of the prism will remain constant over a long time even when exposed to environmental changes and shocks.

 

A second advantage is in simplicity and ease of assembly.  A penta prism can be placed into a single mount whereas two mirrors would require two separate mountings and a more complex procedure for assembly. 

 

Still another advantage to the prism lies in its size. A penta prism can be easily manufactured with small dimensions and then simply placed into an assembly.  A miniature mirror system might require special design for mountings and special tools for assembly. 

 

The geometry of reflection inherent in a penta prism deserves special note. The 90° deviation, which is imparted to the incoming beam, remains constant for different angles of incidence. This invariance means that alignment of a penta prism is not critical in terms of the deviation of a centerline through 90°.

 

Although this invariance to alignment is shared by other prisms oriented for two coplanar reflections, the penta prism is unique in its ability to deviate the centerline by precisely 90°. The manufacturing tolerance of the 45° angle between the two reflecting faces determines the accuracy of the centerline’s 90° deviation.

 

An application of the above principle can be found in laser scanning systems where a rotating penta prism is substituted for a rotating polygon mirror or holographic disc. The penta prism takes an input laser beam and images it as a line scan in the focal plane of a scan lens.

 

 

Rhombic Prisms

Rhombic, rhombus, and rhomboidal are synonymous when referring to a prism that works like a simple periscope. The root of the terminology is in the Greek word rhomboid, meaning “non-equilateral parallelogram,” and that is exactly the shape of a rhombic prism when viewed in cross-section (Figure G-17). 

 

Figure G-17

 

Designers will specify a rhombic prism when they need to displace an optical centerline without changing its direction.

 

This prism also features an image that remains in the same orientation as the object (Figure G-18).

 

Figure G-18

 

In the most common form of a rhombic prism, the reflecting facets are cut at 45° to the entrance and exit faces. Total internal reflection can be used with this geometry. Note that only a small portion of the entrance and exit faces are actually used for input and output beams. Because it controls the size of the reflecting facets, the thickness of the slab determines the aperture of the prism.

 

Rhombic prisms can be found in some microscopes.  They allow variation in the spacing between eyepieces for binocular viewing. This spacing is called the “interocular distance” because observers adjust its size to fit the distance between their eyes. Zeiss was one of the first to use this design feature. A rhombic prism feeds the image to each eyepiece, and each prism is mounted on a common pivot. To adjust the interocular distance an observer swivels the eyepieces around the pivot.  Refocusing is not required because the optical path lengths have not been changed.


 

Figure G-19

 

Figure G-19 depicts a system in which the same image is presented to each eye. There is no stereoscopic effect.  For stereoscopic instruments, the single incoming image is two separate images; each image enters each rhombic prism separately, and there are two separate pivots, one for each prism, rather than the common pivot pictured above.

 

 

Wedges

The shape of a wedge in cross-section resembles a wooden door stop. Usually a wedge will contain a right angle, but a “right-angle wedge” is a special case (Figure G-20).

 

Figure G-20

 

A list of common names for a wedge includes: wedged mirror, wedged window, thin prism and thick prism.  Each name corresponds to a different function for which this element is used.

 

Day/Night Rearview Mirrors

The most common application for a wedge is found in automobiles; the day/night rearview mirror is a wedged mirror. Its principle of operation is the separation of reflections from its first and second surfaces and it can be rotated with the flick of a switch to reduce the glare of headlights coming from behind.

 

A wedge can separate reflections from its two polished surfaces because they are not parallel to each other. The wedge angle defines the inclination of the first surface to the second. The angular separation between the two reflections is twice the wedge angle.  In the day/night rearview mirror the first surface is uncoated bare glass for a dim reflection and the second surface is coated with aluminum for a bright reflection of about 92% (Figure G-21).

 

Figure G-21

 

Wedged Windows

Used as a wedged window, a wedge can control the direction of back-reflected light at each surface. The transmitted beam is deflected (Figure G-22).

 

Figure G-22

 

Applications for wedged windows, as opposed to standard plane-parallel windows, can be found in lasers and interferometers. These wedges are usually shallow with wedge angles measured in minutes of arc or fractions of an angular degree.

 

Thin or Thick Prisms

As a thin or thick prism, a wedge can be used to disperse light into its constituent colors. Although the terms thin and thick can be defined mathematically they are used loosely. A thin prism has a small wedge angle and a thick prism has a large wedge angle. Color analyzers and spectrographic instruments contain prisms or diffraction gratings to bend light of different colors into different angles for analysis.

 

Prismatic wedges can also be employed in anamorphic imaging systems. In these applications designers do not use the prism for its dispersive power, but for its ability to change the diameter of a collimated beam with refractive power.  The wedge is used to expand or contract the size of the beam in just one meridian (Figure G-23).

 

Figure G-23

 

Cylindrical lenses also can be used to change the size and shape of a beam. However, they must be used in pairs and the designer must be wary of lens-induced aberrations.

 

The wedge is a simple element with great versatility. It can be adapted to many applications by choice of its wedge angle and coatings for its inclined, polished surfaces.  Sometimes it is used for its reflective capability, sometimes for its refractive power, and sometimes for its dispersive power.

 

 

Corner Cubes

The marvelous retroreflective property of the corner cube has been put to use in common products such as safety reflectors and in unique products such as the laser ranging targets placed on the moon by the Apollo astronauts.

 

Principles of Operation

A corner cube is, geometrically speaking, cut from the corner of a cube of glass. It has three mutually orthogonal reflecting faces and one entrance/exit face (Figure G-24). 

 

Figure G-24

 

A ray of light entering the corner cube will experience three total internal reflections. After the third reflection, the ray exits in exactly the opposite direction of the original incoming ray (Figure G-25).

 

Figure G-25

 

This retroreflective behavior is independent of the orientation between the corner cube and the incident rays of light. It depends instead only on the accuracy of the squareness of the corner.

 

Safety Reflectors

Corner cubes are responsible for the brilliant appearance of safety reflectors when they are illuminated by the headlights of a car. A safety reflector is usually a medallion of plastic whose inside surface has been molded into many small corner cubes. When a safety reflector is illuminated with light, its corner cubes reflect the rays of light straight back to the driver’s eye. This retroreflection will occur for any direction in which the car approaches.

 

Corner cube construction is found in the reflectors mounted on bicycles and automotive tail lights and on highways where the shoulders, medians and signs are marked with bright discs. Corner cubes also are stamped into sheets of painted material to form brilliantly reflective panels used for the background of highway signs and barriers that identify work zones along a road.

 

Apollo Lunar Ranging Targets

Apollo astronauts carried arrays of precision corner cubes to the lunar surface. Powerful lasers are directed at the moon through telescopes on earth. The corner cubes reflect the laser beams back to their origins. Astronomers can make extraordinarily accurate measurements of the

lunar distance by timing the round trip of pulses of laser light between the earth and the moon.

 

The arrays of corner cubes make measurement of the lunar distance practical because their alignment with a telescope on earth is not critical. Not only did their retroreflective property simplify construction and deployment of these arrays, but it also now simplifies use of the telescopic lasers. Astronomers receive a good signal from the lunar surface from any telescope on earth despite the constant relative motion of earth and moon.

 

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